We know that policies aren’t fun to read, let alone write. But they are an important foundation for building your IT operations and management. Your Information Technology (IT) Policy document doesn’t have to be complicated, overly technical, or pedantic. In fact, if you want your employees to actually read the policy, you should make it easy to read and understand. Your policy document isn’t sacrosanct and will change as your business needs and technology landscape change. Therefore, keep your policy document current by including only what is necessary right now or in the near future. The rest of the things can be added as and when necessary.
Another thing to keep in mind is to not create a generic document from a template. Even if you start off with a template, it is highly recommended to customize the document to suit your specific business needs. Each business is unique in its culture, technology adoption, compliance requirements, and business goals. Therefore, their policy and security requirements will also vary. Implementation of an IT policy shouldn’t be taken lightly because it has far-reaching implications on not just your IT operations and management but also your business operations in general. A well-thought-out IT policy document assists you in keeping your IT operations efficient, which in turn helps keep your business operations running smoothly.
Here are the steps for drafting an IT policy for your small business:
The very first thing you need to do when writing your IT policy is to specify the purpose of the document. Think of the answers to the following questions:
The IT policy of a company defines the rules, regulations, and guidelines for the proper usage, security, and maintenance of the company’s technological assets including computers, mobile devices, servers, internet, applications, etc. It establishes guidelines for the acceptable and ethical use of the company’s IT infrastructure to ensure the safety, security, and integrity of the data, products, and/or services used by the company as well as of those offered to its customers.
The scope of the document tells you exactly what is included and what isn’t. Don’t leave any ambiguity in your policies. Correctly defining the scope allows the IT managers to calculate the resources required for implementation as well as to establish controls and monitoring systems. In addition, the scope gives a tangible objective for the IT managers as well as the organization.
Think of the following questions:
IT is a vast and expansive field. But more importantly, its interaction with business processes, regulatory requirements, and the threat landscape produces a complex matrix of interfaces. Therefore, before drafting a policy document that governs this complex ecosystem, it is a good idea to do thorough research referring to relevant standards, regulations, and frameworks to get a better understanding of existing common practices.
At this phase, it’s also important to collect or document processes, procedures, and systems current in use. Another important but often overlooked step is involving stakeholders in the research process. Don’t just collect existing processes and procedures, but also talk to the end-users about their experiences using those processes, their challenges, and expectations. Involve the subject matter experts within your organization to leverage their expertise. This will ensure that you cover all existing bases.
The writing style of your policy document doesn’t have to be formal or long-winded. Remember who you are writing it for and keep the language consistent with that of the end-users. Keep the language simple so that it is easy to understand and there is no ambiguity. When sharing the policy document within your organization, make sure that everyone understands the intent of the policy.
Once you finish drafting the policy document, you must get all the stakeholders on the same page so that the next step, i.e., the implementation goes smoothly. At this stage, you’ll have to go over the policies with relevant stakeholders, including management, IT department, legal, HR, etc. Nevertheless, be prepared to answer questions, address concerns, and edit the document if necessary.
Remember when you involved the stakeholders in the research and information-gathering step? That will come in very handy when you seek their approval for the policy document you drafted. With their input already taken into consideration before drafting the IT policy document, getting their buy-in should be a breeze.
After you receive the buy-in from all stakeholders, your IT policy is ready to roll out. Decide on a date, communicate the details to stakeholders, and provide training to all affected staff members.
The most important feature of an IT policy is that it is a living document. So you need to take it upon yourself to ensure that the IT Policy document doesn’t turn into a one-time project collecting dust or hidden away in a remote folder. Make training sessions and refresher courses part of your policy document and engage the whole organization on how to improve it and review it frequently, at least once every 6 months. After every IT policy training or workshop, get all the participants to sign a copy of the policy as an acknowledgment of their acceptance of the policy.
Finally, another important thing to keep in mind is to discourage the use of printed copies of the policy. Once the document is printed it is no longer a controlled copy and it could easily have been edited or it could be an older version of the document. This can cause unnecessary confusion and can even lead to security breaches. Always keep the latest copy of the document, ideally a PDF file, in a shared folder with read-only access. This ensures that the document isn’t tampered with in any way and the version is always current.
Every policy must have a clear purpose; otherwise, your employees will just glaze over it without interest. IT policies provide important guidelines covering acquiring, securing, using, and maintaining IT assets, hence you need to ensure your objectives are clear. So your IT policy statement should answer these questions:
Another thing that helps add clarity is defining the policy boundaries, i.e., the scope of the policy. It helps reduce ambiguity and create clearer objectives. An IT policy scope statement should address the following:
The purpose of purchase and installation guidelines for the organization is to ensure that all hardware and software used are appropriate, provide value for money, and integrate with other technologies used within the organization. Another important objective of the purchase policy is to ensure that there is minimum diversity of hardware as well as software within the organization. Uniformity in the devices and software ensures ease of maintenance and IT support.
Consider the following questions:
If required, consider writing specific subsections for each of the following:
Also, think about inventory management. For small businesses, it is important to not tie up capital in the form of unused devices and equipment. Maintaining an accurate inventory of all the technological assets owned by the organization is an essential part of IT management. For very small businesses this may be done using a spreadsheet that is updated manually. However, software solutions for inventory management are always a better option because they have features that make management, security, and audits much easier.
The usage policy sets the guidelines for the allocation, usage, and maintenance of all company-owned equipment, data, and technology. It defines the guidelines that are important for every employee to understand to be able to use the company’s technological resources responsibly, safely, and legally.
Consider the following points:
A clearly defined email usage policy reduces the security and business risks faced by the organization. It describes the rules for the use of the company-provided email and helps satisfy the legal obligations as well as protects the organization from liabilities.
For drafting your email usage policy, consider the following questions:
The Internet usage policy describes the rules governing Internet use at your organization. It is necessary to ensure that all employees understand how to use the Internet responsibly, safely, and legally. A clearly defined internet usage policy reduces cybersecurity risks and satisfies the legal obligations regarding internet use.
For drafting your internet usage policy, consider the following:
Social media can bring significant benefits to your business branding and marketing. However, it is very easy to become unpopular on social media. A poorly chosen sentence posted online can make you go viral and may lead to loss of business and reputation. Therefore, the use of social media must be regulated using a clearly defined social media policy.
Firstly, define what social media is according to the organization. It isn’t limited to Facebook, Twitter, and Instagram but can also include personal blogs, vlogs, and podcasts as well as posting or commenting on websites. Clearly state, who is authorized to speak, post, and create new accounts on behalf of the organization and who isn’t. If you use company social media accounts, access to those accounts must be documented and pre-approved.
The use of personal social media accounts at work is a sensitive and polarizing topic. Whether you decide to allow it or not, clearly define it in the social media policy and include the stipulations of acceptable usage. It is also a good practice to issue guidelines on how the employees ought to conduct themselves on social media while they are employed with the company.
Define the policies governing the creation and management of accounts and usernames. State who is responsible for these activities. Set guidelines for remote access methods and access privileges based on roles and needs. Documenting the privileges of the different users is necessary for effective user management as well as for security audits.
Consider adding a clause regarding user classification as it will help the organization in the creation of user groups for access control, monitoring, and security. Explicitly define the privileges of different types of users within the organization. Also, define the process for adding users to or changing users from one group to another.
Here’s an example of how you can classify users:
IT security is a vast topic and it is easily possible to draft a separate IT Security Policy document. However, for most small companies, it is sufficient to cover the basic IT security components within your larger IT policy document.
Physical security is an important part of IT security because it offers a simple way of mitigating many security risks. For example, simple access restrictions and sign-in logs can prevent threat actors from physically accessing your servers, routers, switches, etc.
Network security requires special attention as it is a common target for cyber-attacks. Describe the tools, processes, and procedures in place for ensuring the security of the organization’s computer network.
For a better understanding of network security requirements, refer to the blog The Ultimate Network Security Checklist It will help you draft the necessary clauses for network security. You can also attach the network security checklist as an appendix to your IT policy.
Consider how the organization will mitigate cybersecurity risks and enumerate those provisions here. Draft clauses around the following points:
An IT security audit assesses the security of your organization’s IT systems. It covers the entire IT infrastructure including personal computers, servers, network routers, switches, etc. Audits are an iterative process and need to be reviewed and updated regularly.
For a deeper dive into audits, check out our blog: The Best IT Security Audit Checklist For Small Business. In fact, you can use the step-by-step described in that blog to conduct audits and add that process as an appendix to your IT policy document.
Running a business requires you to gather certain information about individuals including employees, clients, business partners, vendors, etc. Therefore, you will need a policy that provides guidelines on how this data must be collected, stored, and handled to ensure that all involved parties are protected from risks of data breaches. If your business is data-intensive, the topic of data confidentiality and security can be a standalone policy. However, for most small businesses covering the basics of data use, access, and security should be sufficient.
For drafting your data security policy, consider the following:
For a deeper understanding of data security, check out our blog: How To Secure Company Data It will also help you draft relevant clauses for your data security policy document.
The IT policy isn’t just a document that employees read once during onboarding and then forget about it. The IT policy is a document that should be referred to whenever there is any doubt or ambiguity about the usage, maintenance, and security of the information technology infrastructure of the organization.
The policy will be of little use if it isn’t enforced. So you need to describe how the organization intends to enforce the policies laid out in this document. List the tools, processes, and procedures that will be used to ensure compliance with the IT policy.
Also, clearly define what the organization may do in case anyone is found to have willfully breached any part of the policy. You may define different levels of the breaches based on risk, for example, low risk, medium risk, and high risk. Commensurate sanctions should be laid out for each category of breaches.
Here are 8 best practices for writing an effective IT policy for your organization:
We’ve discussed these tips and best practices for writing an effective IT Policy in detail in our blog post: Best Practices For Writing An IT Policy For Your Organization.
If your organization needs help in the implementation of your IT policy or requires custom IT management solutions, feel free to reach out to us by clicking the button below.
